Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry ColenIndependent Advisor AllianceCUNA Brokerage Services$9003-20-2015
Todd CurryIndependent Advisor AllianceLincoln Financial$6504-20-2015
Chip HutchisonIndependent Advisor AllianceInvest Financial$9004-21-2015
David B. NifongIndependent Advisor AllianceWells Fargo Advisors$10005-13-2015
Jon Marzano, Art Marzano, Steven GalloIndependent Advisor AllianceWells Fargo Advisors$26505-26-2015
Bryan MiseIndependent Advisor AllianceIntervest International Equities 06-12-2015
John Osterberg, Chad PannellIndependent Advisor AllianceAmeriprise Financial$13504-14-2016
Phillip LeeIndependent Advisor AllianceWells Fargo Advisors$10004-14-2016
David BolickIndependent Advisor AllianceCetera$6005-18-2016
Terry WelshIndependent Advisor AllianceNational Planning$5006-22-2016
Nadine LordIndependent Advisor AllianceNational Planning$5006-29-2016
John Moore, Charlene BurkhardtIndependent Advisor AllianceNational Planning$5006-30-2016
Kyle Arcand, Charlene GregoryIndependent Advisor AllianceMSI Financial Services$15011-09-2016
Michael Krumholz, Sheila LittleIndependent Advisor AllianceCambridge Investment Research$15103-29-2017
Michael EdmondsonIndependent Advisor AllianceWells Fargo Advisors$12005-11-2017
Brad Williams, Andy Lipson, Murat Kaptanoglu, V. Conley Perry, Chris DemarestIndependent Advisor AllianceAmeriprise Financial$27506-14-2017
Shaun MarlineIndependent Advisor AllianceWells Fargo Advisors$5007-26-2017
Art SchlosserIndependent Advisor AllianceMassMutual Financial Group$5008-10-2017
Al SeymourIndependent Advisor AllianceAmeriprise Financial$5008-15-2017
Nic Nielsen, Jeff WaltersIndependent Advisor AllianceSuntrust Investment Services$12509-01-2017
Kurt TrieboldIndependent Advisor AllianceWaddell and Reed$12009-07-2017
Peter HeimermanIndependent Advisor AllianceWaddell and Reed$21009-26-2017
Karl Schmidtke, Jeff LehrerIndependent Advisor AllianceNorthland Securities$7309-27-2017

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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