Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lee L. HeydeIndependent Financial Group, LLCLPL Financial LLC09-19-2019
Rick James PearlIndependent Financial Group, LLCLPL Financial LLC09-19-2019
James Paul BallIndependent Financial Group, LLCLPL Financial LLC$5009-03-2019
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
William Harvey BryantIndependent Financial Group, LLCLPL Financial LLC$5005-21-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
William O. HindsIndependent Financial Group, LLCLPL Financial LLC11-08-2018
Theodore LumIndependent Financial Group, LLCLPL Financial LLC$5008-03-2018
Patrick John DevineIndependent Financial Group, LLCLPL Financial LLC$5003-02-2018
Edward Joseph FisherIndependent Financial Group, LLCLPL Financial LLC02-28-2018
Tony Antonio NavarroIndependent Financial Group, LLCLPL Financial LLC12-07-2017
Karl Edgar ColeIndependent Financial Group, LLCLPL Financial LLC$5011-20-2017
Joel David HooperIndependent Financial Group, LLCLPL Financial LLC$5010-16-2017
Mark Tennyson DwightIndependent Financial Group, LLCLPL Financial LLC$2510-16-2017
Bradford Thomas TomIndependent Financial Group, LLCLPL Financial LLC$8208-23-2017
William Anthony DavilaIndependent Financial Group, LLCLPL Financial LLC08-21-2017
David Travis HillIndependent Financial Group, LLCLPL Financial LLC08-17-2017
Sergio Fernandez Jr.Independent Financial Group, LLCLPL Financial LLC$1,00011-28-2016
Brian Owen WissingerIndependent Financial Group, LLCLPL Financial LLC$5008-08-2016
Michael Scott LincolnIndependent Financial Group, LLCLPL Financial LLC$5008-05-2016
Robert Harold SweetIndependent Financial Group, LLCLPL Financial LLC$5002-22-2016
Michael Dwaine WatsonIndependent Financial Group, LLCLPL Financial LLC09-01-2015
Timothy Richard YeeIndependent Financial Group, LLCLPL Financial LLC$5007-08-2015
Next Page »

Showing 1 to 25 of 47 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.