Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marco David FontaniIndependent Financial Group, LLCNational Planning Corporation$9611-02-2017
Thomas Francis Nee Jr.Independent Financial Group, LLCNational Planning Corporation11-02-2017
Martin Edward PlecinogaIndependent Financial Group, LLCNational Planning Corporation11-02-2017
Richard Robert Krafcik Jr.Independent Financial Group, LLCNational Planning Corporation11-02-2017
Michael James LabrieIndependent Financial Group, LLCNational Planning Corporation11-01-2017
Katherine Elizabeth GliddenIndependent Financial Group, LLCNational Planning Corporation11-01-2017
Paul Maloy KellyIndependent Financial Group, LLCNational Planning Corporation$2510-31-2017
Erica R. LuckeIndependent Financial Group, LLCNational Planning Corporation10-31-2017
Christopher Wayne GearyIndependent Financial Group, LLCNational Planning Corporation10-31-2017
James Matthew PattonIndependent Financial Group, LLCNational Planning Corporation$5010-24-2017
Andres J. PetersonIndependent Financial Group, LLCNational Planning Corporation$3210-24-2017
Charles Rick HenningIndependent Financial Group, LLCNational Planning Corporation$4110-19-2017
Redginal Van JohnsonIndependent Financial Group, LLCNational Planning Corporation10-17-2017
Paul Wadsworth Pendorf IIIndependent Financial Group, LLCNational Planning Corporation10-06-2010
Dan Herman MeckenstockIndependent Financial Group, LLCNational Planning Corporation09-07-2010
Jordan Paul GatesIndependent Financial Group, LLCNational Planning Corporation08-18-2010
Steven Scott McLaughlinIndependent Financial Group, LLCNational Planning Corporation08-09-2010
John Vinson Hogin Jr.Independent Financial Group, LLCNational Planning Corporation08-05-2010
David Michael EthellIndependent Financial Group, LLCNational Planning Corporation08-05-2010
Scott Douglas RoetzelIndependent Financial Group, LLCNational Planning Corporation08-05-2010
Bobb Arthur MeckenstockIndependent Financial Group, LLCNational Planning Corporation$5007-30-2010

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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