Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Sasa HuddleIndependent Financial Group, LLCSecurities America, Inc.02-19-2010
Michael Andrew HarvillaIndependent Financial Group, LLCSecurities America, Inc.$1006-28-2010
Ronald Eugene LanouetteIndependent Financial Group, LLCSecurities America, Inc.09-27-2010
Thomas Bernard SwickIndependent Financial Group, LLCSecurities America, Inc.01-24-2011
David Clarence LuhmannIndependent Financial Group, LLCSecurities America, Inc.01-24-2011
John O ErnstIndependent Financial Group, LLCSecurities America, Inc.06-01-2011
Rebecca Lynn LantzerIndependent Financial Group, LLCSecurities America, Inc.07-31-2013
Debbie Leemckenna CavanaughIndependent Financial Group, LLCSecurities America, Inc.11-04-2013
Scott Winston RivardIndependent Financial Group, LLCSecurities America, Inc.08-24-2015
Kathy Michelle KeadleIndependent Financial Group, LLCSecurities America, Inc.$5010-28-2015
Megan L. McMillanIndependent Financial Group, LLCSecurities America, Inc.10-28-2015
Gennaro Giacomo SavareseIndependent Financial Group, LLCSecurities America, Inc.$2505-31-2017
Timothy Jon SamuelsonIndependent Financial Group, LLCSecurities America, Inc.08-04-2017
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.01-11-2019

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.