Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joyce Thomas Julie Shen June HungIndependent Financial Group, LLCVoya Financial Advisors, Inc.$30010-12-2015
Lei Peter ShenIndependent Financial Group, LLCLPL Financial LLC$5001-26-2015
Kelly M MorrisIndependent Financial Group, LLCLPL Financial LLC$6501-20-2015
Mark S RothsteinIndependent Financial Group, LLCPurshe Kaplan Sterling Investments$15012-16-2013
MICHAELA R BrickleyIndependent Financial Group, LLCCommonwealth Financial Network09-25-2020
Jay William EngIndependent Financial Group, LLCKinecta Wealth Management$15009-17-2020
Hui ZhangIndependent Financial Group, LLCCetera Investment Services LLC09-01-2020
Brett M GattaIndependent Financial Group, LLCSecurities America, Inc.08-17-2020
Douglas Peter EngIndependent Financial Group, LLCWells Fargo Clearing Services, LLC07-09-2020
Michael G Ferrera JrIndependent Financial Group, LLCSagePoint Financial, Inc.$5004-09-2020
Matthew Hugh HurleyIndependent Financial Group, LLCWells Fargo Clearing Services, LLC$10003-18-2020
Marco Adan FuentesIndependent Financial Group, LLCJ. W. Cole Advisors, Inc.03-02-2020
Maxwell Thomas BehnfieldIndependent Financial Group, LLCCantella & Co., Inc.01-23-2020
Kirk BadiiIndependent Financial Group, LLCCantella & Co., Inc.$15001-23-2020
Tristan Andrew KingIndependent Financial Group, LLCCantella & Co., Inc.01-23-2020
Andrea Ruth KlipfelIndependent Financial Group, LLCLPL Financial LLC$5011-08-2019
Kevin John KlipfelIndependent Financial Group, LLCLPL Financial LLC$5011-08-2019
Fazel Mostashari Independent Financial Group, LLCMostashar & Associates, Wealth Specialists11-05-2019
David Lee EdigerIndependent Financial Group, LLCSCF Securities, Inc.$1011-04-2019
Christopher Thomas VinesIndependent Financial Group, LLCProEquities, Inc.10-02-2019
Yasser AhmadIndependent Financial Group, LLCGrowth Capital Services, Inc.09-05-2019
Celina Marie CoffmanIndependent Financial Group, LLCPark Avenue Securities LLC07-02-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
Francesco Natale RuggeriIndependent Financial Group, LLCTCFG Wealth Management, LLC$5005-17-2019
Austin ParkIndependent Financial Group, LLCUnionBanc Investment Services, LLC04-26-2019
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Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.