Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Alan SimoneIndependent Financial Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25009-03-2010
Adam Blake BonnerIndependent Financial Group, LLCLPL Financial LLC05-21-2019
Alan Lee ShorrIndependent Financial Group, LLCAFA Advisor Services LLC$10001-26-2010
Alexander Earl LessardIndependent Financial Group, LLCAFA Advisor Services LLC$10005-05-2010
Alexandra Wells O'NeillIndependent Financial Group, LLCRaymond James Financial Services, Inc.08-16-2018
Amir H GolzarIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2016
Anahid Dana LukeIndependent Financial Group, LLCNational Planning Corporation$10009-28-2017
Andrea Ruth KlipfelIndependent Financial Group, LLCLPL Financial LLC11-08-2019
Andrew John BakerIndependent Financial Group, LLCCadaret, Grant & Co., Inc.$25010-22-2012
Anna Yuli WobrockIndependent Financial Group, LLCJHS Capital Advisors, LLC06-16-2015
Austin ParkIndependent Financial Group, LLCUnionBanc Investment Services, LLC04-26-2019
Barry I GoldsteinIndependent Financial Group, LLCAFA Advisor Services LLC05-20-2010
Behrooz SoltaniIndependent Financial Group, LLCGirard Securities, Inc.07-22-2011
Benjamin S CourtneyIndependent Financial Group, LLCCantella & Co., Inc.06-29-2012
Bobb Arthur MeckenstockIndependent Financial Group, LLCNational Planning Corporation$50007-30-2010
Brandon Paul AndersonIndependent Financial Group, LLCEdward Jones06-18-2018
Brett Arthur HartvigsonIndependent Financial Group, LLCLPL Financial LLC$10004-06-2009
Brett Richard ClarkeIndependent Financial Group, LLCVoya Financial Advisors, Inc.$25011-18-2015
Brian Anthony ShireIndependent Financial Group, LLCEdward Jones05-14-2012
Brian Forrest StokesIndependent Financial Group, LLCLPL Financial LLC$50002-10-2009
Brian James ZimmermanIndependent Financial Group, LLCLiberty Partners Capital Management, LLC$10004-10-2012
Brian Joseph LockettIndependent Financial Group, LLCGeneos Wealth Management, Inc.$25011-29-2013
Brian Keith MortonIndependent Financial Group, LLCRaymond James Financial Services, Inc.$25004-10-2013
Brian Owen WissingerIndependent Financial Group, LLCLPL Financial LLC$50008-08-2016
Bruce Phillips StoneIndependent Financial Group, LLCAFA Advisor Services LLC$50004-28-2010
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Showing 1 to 25 of 291 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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