Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Paul GuerraIndependent Financial Group, LLCVoya Financial Advisors, Inc.$4702-26-2010
Troy J BennettIndependent Financial Group, LLCAmeritas Investment Company, LLC$2505-21-2010
Jordan Paul GatesIndependent Financial Group, LLCNational Planning Corporation$5008-18-2010
Leo John Kowalski IVIndependent Financial Group, LLCWalnut Street Securities, Inc.$2501-20-2011
Larry Lee ElliottIndependent Financial Group, LLCSII Investments, Inc.10-16-2015
Richard George ThomasIndependent Financial Group, LLCSII Investments, Inc.10-19-2015
Gerhard Frederick HeuerIndependent Financial Group, LLCThrivent Investment Management Inc.01-19-2016
Susan Kim Mallonee-HeuerIndependent Financial Group, LLCThrivent Investment Management Inc.01-19-2016
Joel David HooperIndependent Financial Group, LLCLPL Financial LLC$5010-16-2017
Mark Tennyson DwightIndependent Financial Group, LLCLPL Financial LLC$2510-16-2017
Nicholas Francis WhiteIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner01-31-2018
Joshua Warren TschirgiIndependent Financial Group, LLCClient One Securities LLC$2501-02-2019
Scott Lee BradyIndependent Financial Group, LLCVoya Financial Advisors, Inc.11-14-2019
Mary Nicole HornIndependent Financial Group, LLCEdward Jones$15008-27-2020

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.