Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Scott BeasleyIndependent Financial PartnersKey Investment Services LLC$15008-11-2020
Brett Tyler HuntIndependent Financial PartnersFirst Horizon Advisors, Inc.08-10-2020
Adam O'Dell CoopIndependent Financial PartnersLPL Financial LLC$5010-25-2019
Evan Andrew ThurmondIndependent Financial PartnersLPL Financial LLC$5010-25-2019
Jeremy Monroe SicklesIndependent Financial PartnersLPL Financial LLC$2510-25-2019
Paul William SponsellerIndependent Financial PartnersWealthSource Partners, LLC09-25-2019
Mary Lynne PatchIndependent Financial PartnersWilliams Group, LLC08-16-2019
David PaganoIndependent Financial PartnersPSI Advisors, LLC08-08-2019
Brandon A. MaresmaIndependent Financial PartnersLPL Financial LLC07-01-2019
Jamie Tyson RodgersIndependent Financial PartnersFirst Command Financial Planning, Inc.$2507-01-2019
John Donald GosztylaIndependent Financial PartnersLPL Financial LLC$1007-01-2019
Peter Paul PavlakisIndependent Financial PartnersCharles Schwab & Co., Inc.05-07-2019
John Francis TubridyIndependent Financial PartnersLPL Financial LLC$5005-01-2019
Chad Jarrett RixseIndependent Financial PartnersFar North Capital05-01-2019
Maziar MonshiIndependent Financial PartnersLPL Financial LLC$5003-20-2019
Scott Anthony LanzaIndependent Financial PartnersLPL Financial LLC$1,00003-20-2019
Chad SpezialeIndependent Financial PartnersLPL Financial LLC$5003-18-2019
Mark James DickmanIndependent Financial PartnersIndependent Advisor Alliance, LLC03-15-2019
Eric DonnerIndependent Financial PartnersTeam Hewins, LLC01-02-2019
Mark James DickmanIndependent Financial PartnersIndependent Financial Partners10-11-2018
Patrick Timothy HarriganIndependent Financial PartnersIndependent Financial Partners10-11-2018
Matthew Lawrence DarpelIndependent Financial PartnersIndependent Financial Partners$2510-11-2018
Sallie Lorraine HarborthIndependent Financial PartnersSWBC Investment Services, LLC10-08-2018
Jeremy Alan LyonsIndependent Financial PartnersAdvantage Investment Management, LLC$1,00009-28-2018
Christine Rose SchmittIndependent Financial PartnersLPL Financial LLC$8307-12-2018
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Showing 1 to 25 of 265 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.