Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph A WheelerIndependent Financial PartnersCambridge Investment Research, Inc.07-02-2018
Patrick Joseph BuffaIndependent Financial PartnersNBC Securities, Inc.07-02-2018
Kevin William MeyerIndependent Financial PartnersWaddell & Reed01-03-2018
Aadarsh B JagadishIndependent Financial PartnersMML Investors Services, LLC12-06-2017
Darla Dustin DouglasIndependent Financial PartnersWestern Wealth Management LLC12-01-2017
Cain Benjamin KobertIndependent Financial PartnersWestern Wealth Management LLC11-30-2017
Travis J McgannIndependent Financial PartnersWells Fargo Clearing Services, LLC11-15-2017
Jared Lee EnsingIndependent Financial PartnersWaddell & Reed11-14-2017
Dustin Robert AlexanderIndependent Financial PartnersVoya Financial Advisors, Inc.11-06-2017
Laurie SchaefferIndependent Financial PartnersMML Investors Services, LLC08-24-2017
Randall Alan FisherIndependent Financial PartnersSA Stone Wealth Management Inc.08-24-2017
William Francis Powers IIIIndependent Financial PartnersPFS Investments Inc.08-07-2017
Jeremy Earl GolarIndependent Financial PartnersCountry Capital Management Company07-11-2017
Christopher Paul WoodsIndependent Financial PartnersAmeriprise Financial Services, Inc.07-07-2017
John Ragsdale BaileyIndependent Financial Partners360 Wealth Management, LLC06-27-2017
Brian Patrick SullivanIndependent Financial Partners1st Global Advisors Inc05-09-2017
Ann BehrensIndependent Financial Partners1st Global Capital Corp.04-18-2017
Iliff Ronald Bedford Jr.Independent Financial PartnersQuestar Capital Corporation04-14-2017
Richard Allen DeickeIndependent Financial Partners1st Global Capital Corp.04-13-2017
Jeffrey Alan DelheimerIndependent Financial Partners1st Global Advisors Inc04-12-2017
Bryan David UeckerIndependent Financial PartnersKestra Investment Services, LLC04-03-2017
Brennan Michael HollenbeckIndependent Financial Partners1st Global Advisors Inc03-30-2017
Craig Windsor TowerIndependent Financial Partners1st Global Advisors Inc03-30-2017
Curtis Ray WiedemanIndependent Financial Partners1st Global Capital Corp.03-30-2017
Debra Ann SchulzIndependent Financial Partners1st Global Capital Corp.03-30-2017
Next Page »

Showing 1 to 25 of 227 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a β€œ β€” β€œ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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