Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alon Dror SapirInfinex Investments, Inc.AXA Advisors, LLC05-18-2016
Andrew Jeff LebowitzInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Angelo N. PiccoloInfinex Investments, Inc.Citigroup Global Markets Inc.12-10-2018
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Bryan Peter ChesebroughInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Bury BarbierInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Clay Everett BellInfinex Investments, Inc.Edward Jones11-01-2011
Daniel Robert CahillInfinex Investments, Inc.Raymond James Financial Services, Inc.$4604-01-2019
Darien Sherman LewieInfinex Investments, Inc.Harvest Capital LLC11-30-2013
David Ralph PruettInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Garry Clemons HelyerInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Gary A Gardner Jr.Infinex Investments, Inc.Harvest Capital LLC11-20-2013
Gerard Burke TautkusInfinex Investments, Inc.CUNA Brokerage Services, Inc.12-17-2012
Glen Alan ChretienInfinex Investments, Inc.Citizens Securities, Inc.02-28-2014
James Charles MartinelliInfinex Investments, Inc.Harvest Capital LLC11-20-2013
James Murray ElliottInfinex Investments, Inc.Commonwealth Financial Network$5010-19-2016
James Patrick ClancyInfinex Investments, Inc.Voya Investments Distributor, LLC$2502-28-2014
James Patrick Flynn Jr.Infinex Investments, Inc.Santander Securities LLC09-09-2016
James ThomasInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Janet Lee PorterInfinex Investments, Inc.Harvest Capital LLC11-20-2013
Jason David MimsInfinex Investments, Inc.Money Concepts Capital Corp06-05-2015
Jason Miles ApruzzeseInfinex Investments, Inc.LPL Financial LLC04-11-2016
Jody Lynn ClaypoolInfinex Investments, Inc.H. Beck, Inc.01-09-2014
John Francis CharbonneauInfinex Investments, Inc.Harvest Capital LLC11-20-2013
John Joseph DeleoInfinex Investments, Inc.LPL Financial LLC10-22-2013
Next Page »

Showing 1 to 25 of 53 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.