Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Biren PatelInfinex Investments, Inc.Citizens Securities, Inc.07-01-2019
Brandy Sue MohanInfinex Investments, Inc.Citizens Securities, Inc.$10011-07-2018
Christopher White EddyInfinex Investments, Inc.LPL Financial LLC08-15-2012
Daniel Paul SoucyInfinex Investments, Inc.Nationwide Securities, LLC10-01-2019
David Parker SmithInfinex Investments, Inc.People's Securities, Inc.$10001-03-2012
Edward Andrew BakerInfinex Investments, Inc.U. S. Boston Capital Corporation03-24-2017
Ian James Swanson WilmotInfinex Investments, Inc.Citizens Securities, Inc.06-22-2016
James Collin McKennaInfinex Investments, Inc.LPL Financial LLC$10005-16-2016
Jared Correa PetrizziInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
John L CoganInfinex Investments, Inc.LPL Financial LLC$15002-18-2014
John Richard Crane Jr.Infinex Investments, Inc.Uvest Financial Services Group, Inc.10-08-2010
Joseph Carmen DudekInfinex Investments, Inc.Citizens Securities, Inc.05-09-2018
Kimberly Viner PlaceInfinex Investments, Inc.Hornor, Townsend & Kent, LLC$10002-26-2018
Lyn Norma ToberInfinex Investments, Inc.CUSO Financial Services, L.P.$25010-29-2014
Matthew Macrae-HawkinsInfinex Investments, Inc.CUNA Brokerage Services, Inc.02-01-2010
Paul Scott AdamsInfinex Investments, Inc.Harvest Capital LLC$10011-20-2013
Robert Henry Cathcart Jr.Infinex Investments, Inc.Harvest Capital LLC11-20-2013
Troy Fredrick SterbaInfinex Investments, Inc.LPL Financial LLC$50007-14-2011
Wayne Anthony FlanaganInfinex Investments, Inc.Citizens Securities, Inc.$50004-05-2013
William Harrington KleinInfinex Investments, Inc.Citizens Securities, Inc.$50006-07-2016

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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