Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Chi Chui MakInfinex Investments, Inc.J.P. Morgan Securities LLC10-03-2018
Christopher Jesus RiofrioInfinex Investments, Inc.J.P. Morgan Securities LLC05-11-2018
Robert John LeeInfinex Investments, Inc.Citigroup Global Markets Inc.03-22-2018
John Devin HeitzmanInfinex Investments, Inc.Thrivent Investment Management Inc.07-31-2017
Cynthia Voelker PowellInfinex Investments, Inc.Raymond James Financial Services, Inc.12-07-2016
Paul Francis CardoneInfinex Investments, Inc.Raymond James Financial Services, Inc.12-07-2016
Francis Xavier DwyerInfinex Investments, Inc.New Horizons Asset Management Group, LLC11-02-2016
Albert William Bergmann Sr.Infinex Investments, Inc.M&T Securities, Inc.08-19-2016
Timothy John BartholomewInfinex Investments, Inc.Essex National Securities, LLC$2507-01-2016
Barry Richard SilverInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Roderick RodriguezInfinex Investments, Inc.Citigroup Global Markets Inc.07-01-2016
Brian Dennis SullivanInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
John S SudresianuInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Jermaine Curtis MatthewsInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Stephan Otto ScribnerInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Michael Caracappa Jr.Infinex Investments, Inc.Essex National Securities, LLC07-01-2016
Carolyn Duquen HigginsInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Derek Wilhelm MaloneInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Geoffrey Paul MiltonInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Jenny GalvanInfinex Investments, Inc.Essex National Securities, LLC07-01-2016
Raju T PunnooseInfinex Investments, Inc.J.P. Morgan Securities LLC02-09-2016

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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