Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Duane BishInfinex Investments, Inc.Key Investment Services LLC02-08-2019
Mark Ronald DalbowInfinex Investments, Inc.NYLIFE Securities LLC12-14-2018
Justin Roger SimmersInfinex Investments, Inc.Key Investment Services LLC01-31-2018
Olivia Kareen KennedyInfinex Investments, Inc.Cetera Investment Services LLC10-18-2017
James Alexander MuirInfinex Investments, Inc.Cetera Investment Services LLC03-06-2017
Donna Rae LeeperInfinex Investments, Inc.BB&T Investment Services, Inc.01-03-2017
Dean John ProzzolyInfinex Investments, Inc.Allegheny Investments, Ltd.12-05-2016
Joshua Patrick WellsInfinex Investments, Inc.LPL Financial LLC11-08-2016
Chad L. LinoInfinex Investments, Inc.LPL Financial LLC11-17-2015
Jodee Lynn HarrisInfinex Investments, Inc.Essex National Securities, LLC10-14-2015
Robert J. Montag Jr.Infinex Investments, Inc.Essex National Securities, LLC10-14-2015
Jason W. JohnInfinex Investments, Inc.Essex National Securities, LLC10-14-2015
Shannon Mai SpisakInfinex Investments, Inc.Essex National Securities, LLC10-14-2015
Eric E. BrittonInfinex Investments, Inc.Essex National Securities, LLC10-14-2015
Michael John DreveniakInfinex Investments, Inc.Essex National Securities, LLC10-14-2015
Melinda J. DisqueInfinex Investments, Inc.Essex National Securities, LLC10-14-2015
Malcolm Roger ParksInfinex Investments, Inc.Cetera Advisor Networks LLC$5009-02-2015
Joseph John HoweInfinex Investments, Inc.Cetera Advisor Networks LLC06-01-2015
Bradley Lewis PetersonInfinex Investments, Inc.H. Beck, Inc.02-20-2014
John Paul KinneyInfinex Investments, Inc.Waddell & Reed09-20-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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