Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Celestine Emejuru NjokuInnovation Partners LLCClient One Securities LLC02-21-2019
Prince Leon GoinsInnovation Partners LLCThe Leaders Group, Inc.10-16-2017
Don Vincent BothwellInnovation Partners LLCKMS Financial Services, Inc.$1010-05-2017
Andrew Scott BenetInnovation Partners LLCHD Vest Investment Services08-07-2017
Earl Cochran McCraryInnovation Partners LLCAmeriprise Financial Services, Inc.$5006-15-2017
Bruce M. DevoogdInnovation Partners LLCSigma Financial Corporation06-15-2017
Lonnie D. McLaneInnovation Partners LLCSigma Financial Corporation$2805-26-2017
Benjjamin Parnell ZalesInnovation Partners LLCVoya Financial Advisors, Inc.01-20-2017
Tracey Stephenie DeanInnovation Partners LLCLincoln Investment01-09-2017
Donald B. HowardInnovation Partners LLCPark Avenue Securities LLC09-12-2016
Dean Robert KoenigInnovation Partners LLCLPL Financial LLC$2508-12-2016
Daniel Edwin KendrickInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
Ronald Harland BergInnovation Partners LLCNewport Coast Securities, Inc.08-12-2016
Glenn Robert DavidowInnovation Partners LLCCherry Advisors07-20-2016
Sandy Charles GiglioInnovation Partners LLCRidgeway & Conger, Inc.$1006-17-2016
Stace J. JensenInnovation Partners LLCGirard Securities, Inc.$5006-16-2016
Ronald Jay GoldmanInnovation Partners LLCQuestar Capital Corporation05-20-2016
Earl Paul AvakianInnovation Partners LLCHarbour Investments, Inc.04-05-2016
Deborah Louise HarrisInnovation Partners LLCQuestar Capital Corporation03-31-2016
David Anthony ReoInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2016
David James HuffordInnovation Partners LLCThe O.N. Equity Sales Company02-10-2016
Guillermo Fidel NodarseInnovation Partners LLCMidAmerica Financial Services, Inc.12-15-2015
Mary Joanne PetrettoInnovation Partners LLCNational Planning Corporation$15011-11-2015
Edward John GarabedianInnovation Partners LLCQuestar Capital Corporation10-14-2015
Jeffrey Joseph ScrimentiInnovation Partners LLCJ.P. Turner & Company, L.L.C.10-12-2015
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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