Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Raymond NowotnyInnovation Partners LLCRoyal Alliance Associates, Inc.06-18-2010
Anthony W. Hinds-FritzInnovation Partners LLCMutual of Omaha Investor Services, Inc.05-22-2012
Raymond Robert Henry Jr.Innovation Partners LLCWRP Investments, Inc.12-11-2012
Melvin Dale BrooksInnovation Partners LLCTransamerica Financial Advisors, Inc01-24-2013
Thomas Joseph VorenbergInnovation Partners LLCMML Investors Services, LLC05-31-2013
David Barnett GoldfarbInnovation Partners LLCMML Investors Services, LLC06-03-2013
Robert Henry DarntonInnovation Partners LLCMML Investors Services, LLC06-11-2013
Anthony N GugginoInnovation Partners LLCGlen Eagle Wealth, LLC02-18-2014
Geoffrey Hawkins ChapinInnovation Partners LLCArgentus Securities, LLC02-28-2014
Steven Michael WhiteInnovation Partners LLCMML Investors Services, LLC$2503-03-2014
Brian Joseph MockInnovation Partners LLCSCF Securities, Inc.03-25-2014
Hana E. Pinard IIIInnovation Partners LLCTransamerica Financial Advisors, Inc05-05-2014
Gary Howard SpindlerInnovation Partners LLCFirst Midwest Securities, Inc.$1003-04-2015
Pauline Susan Woodhouse-SmithInnovation Partners LLCMetLife Securities Inc.03-27-2015
Donald Leroy SilbermanInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2015
Nasir H. AssarInnovation Partners LLCParsonex Securities, Inc.06-05-2015
Antony Dertai YinInnovation Partners LLCJ.P. Turner & Company, L.L.C.09-18-2015
Jeffrey Joseph ScrimentiInnovation Partners LLCJ.P. Turner & Company, L.L.C.10-12-2015
Edward John GarabedianInnovation Partners LLCQuestar Capital Corporation10-14-2015
Mary Joanne PetrettoInnovation Partners LLCNational Planning Corporation$15011-11-2015
Guillermo Fidel NodarseInnovation Partners LLCMidAmerica Financial Services, Inc.12-15-2015
David James HuffordInnovation Partners LLCThe O.N. Equity Sales Company02-10-2016
Deborah Louise HarrisInnovation Partners LLCQuestar Capital Corporation03-31-2016
David Anthony ReoInnovation Partners LLCSummit Brokerage Services, Inc.03-31-2016
Earl Paul AvakianInnovation Partners LLCHarbour Investments, Inc.04-05-2016
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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