Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stanley LeconteInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.12-05-2017
Randyl Robert TaberInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.06-26-2017
Dwight William RichInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10002-22-2017
Edwin Guido TreimanisInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$50011-24-2014
Shannan Maureen DenisonInternational Assets Advisory, LLCAmeriprise Financial Services, Inc.$10005-13-2013
George August Walters IIIInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$50012-08-2011
William John NonteInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$10012-01-2011
Gregory Neal LongInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$15012-01-2011
Laura Hilton ShivelerInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$10010-19-2011
Roger Lee ThompsonInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$25010-19-2011
Christopher Robin EkinsInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$25010-19-2011
Donna Marie JenkinsInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$75010-19-2011
Donald James Gunn Jr.International Assets Advisory, LLCAnderson & Strudwick, Incorporated$15010-14-2011
Mary Patricia GunnInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated10-14-2011
Brian Arthur TaylorInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated08-12-2011
Bryan Christopher LightseyInternational Assets Advisory, LLCAXA Advisors, LLC03-01-2016
Michael Joseph IsonInternational Assets Advisory, LLCBMO Harris Financial Advisors, Inc.05-09-2013
Tadd Merrill KillpackInternational Assets Advisory, LLCBolton Securities Corporation$50001-09-2015
John David JaicksInternational Assets Advisory, LLCBruce A. Lefavi Securities, Inc.$25006-06-2018
Richard Jay WeissInternational Assets Advisory, LLCCantella & Co., Inc.01-02-2018
Adam Joseph TrigliaInternational Assets Advisory, LLCCapital Guardian, LLC$25002-09-2016
Eric Michael FlatenInternational Assets Advisory, LLCCapital Guardian, LLC$50011-01-2015
Richard Warren FleccaInternational Assets Advisory, LLCCetera Advisors LLC11-27-2019
Bradley Merritt EpsteinInternational Assets Advisory, LLCCetera Advisors LLC$10006-01-2016
John Isaac RoachInternational Assets Advisory, LLCCitizens Securities, Inc.$10012-22-2014
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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