Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dee Loyde HendonInternational Assets Advisory, LLCPrincipal Securities, Inc.02-23-2009
Stephen Christopher MeikleInternational Assets Advisory, LLCUBS Financial Services Inc.$15006-08-2009
Stuart Francis ScottInternational Assets Advisory, LLCRaymond James Financial Services Advisors, Inc07-02-2009
Tanya Michelle CarrollInternational Assets Advisory, LLCRaymond James Financial Services Advisors, Inc07-02-2009
Charles Whitlock KunzelmanInternational Assets Advisory, LLCRaymond James Financial Services Advisors, Inc07-29-2009
Marco CasellaInternational Assets Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$75011-09-2009
Michael Stephen CohenInternational Assets Advisory, LLCOppenheimer & Co. Inc.05-14-2010
Jack Marlin ChottinerInternational Assets Advisory, LLCGunnAllen Financial, Inc$25005-17-2010
David ChinInternational Assets Advisory, LLCRaymond James Financial Services Advisors, Inc$10007-07-2010
Abraham Joseph MargolisInternational Assets Advisory, LLCWestminster Financial Securities, Inc.$25007-14-2010
Richard William EngenInternational Assets Advisory, LLCVSR Financial Services, Inc.11-08-2010
Brian Arthur TaylorInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated08-12-2011
Donald James Gunn Jr.International Assets Advisory, LLCAnderson & Strudwick, Incorporated$15010-14-2011
Mary Patricia GunnInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated10-14-2011
Laura Hilton ShivelerInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$10010-19-2011
Roger Lee ThompsonInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$25010-19-2011
Christopher Robin EkinsInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$25010-19-2011
Donna Marie JenkinsInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$75010-19-2011
William John NonteInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$10012-01-2011
Gregory Neal LongInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$15012-01-2011
George August Walters IIIInternational Assets Advisory, LLCAnderson & Strudwick, Incorporated$50012-08-2011
Konstantine Efstathios KomninosInternational Assets Advisory, LLCLegend Merchant Group, Inc.04-11-2012
Brandon Reed BarileInternational Assets Advisory, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-06-2012
Aaron Michael KnollInternational Assets Advisory, LLCFirst Brokerage America, LLC$10007-27-2012
Judith Kelner ChuInternational Assets Advisory, LLCQuestar Capital Corporation$10008-20-2012
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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