Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam SmithInvestacorp, Inc.IFS Advisory, LLC09-20-2019
Daniel Norman DowdInvestacorp, Inc.Kovack Securities Inc.$2505-23-2019
Tylen Lee TurmanInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Justin Miles McDannaldInvestacorp, Inc.Cadaret, Grant & Co., Inc.12-27-2018
Earl David HensleyInvestacorp, Inc.LPL Financial LLC04-16-2018
Douglas W. McCallInvestacorp, Inc.Ameritas Investment Corp.01-08-2018
Leonard Abraham WitteInvestacorp, Inc.Summit Brokerage Services, Inc.$2501-02-2018
Raymond Lee EmpkeyInvestacorp, Inc.Investment Centers of America, Inc.11-03-2017
David Charles MillerInvestacorp, Inc.Calton & Associates, Inc.06-15-2017
Lynn SmeraldoInvestacorp, Inc.Cetera Advisors LLC$12106-12-2017
Michael Christopher SorensenInvestacorp, Inc.Kestra Investment Services, LLC04-28-2017
Bradford Harold LeblancInvestacorp, Inc.Cetera Advisors LLC02-17-2017
Tyler Nicholas BroekInvestacorp, Inc.Ladenburg Thalmann & Co. Inc.01-03-2017
Michael J. BoatmanInvestacorp, Inc.Kestra Investment Services, LLC06-03-2016
Christopher M PayerInvestacorp, Inc.Kestra Investment Services, LLC01-07-2016
Melvin Preston Glazier Jr.Investacorp, Inc.Kestra Investment Services, LLC$5001-06-2016
Kevin Leon KoskiInvestacorp, Inc.Stifel, Nicolaus & Company, Incorporated11-02-2015
Gwen B. GarrisonInvestacorp, Inc.Kovack Securities Inc.12-01-2014
Marcello Salvatore CutrupiInvestacorp, Inc.SA Stone Wealth Management Inc.11-17-2014
Charles Ernest Proutey Jr.Investacorp, Inc.SII Investments, Inc.08-22-2014
Ian Eugene JamesInvestacorp, Inc.Summit Brokerage Services, Inc.07-29-2014
Andy S. RampersaudInvestacorp, Inc.Cambridge Investment Research, Inc.$15006-27-2014
David Roland CloggInvestacorp, Inc.Chapin, Davis06-20-2014
William Joel SmallInvestacorp, Inc.Summit Brokerage Services, Inc.$2504-22-2014
Thomas William AutoreInvestacorp, Inc.INVEST Financial Corporation04-01-2014
Next Page »

Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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