Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mauro GuerraInvestacorpSecurities Service Network$5004-12-2011
Dean Spada, Kimberly SaxtonInvestacorpNew Alliance Investments$10004-15-2011
Willie HowardInvestacorpEdward Jones$5006-16-2011
Mario LivecchiInvestacorpWells Fargo Advisors$6807-13-2011
Frank Rapini, Curt SimonsenInvestacorpHornor Townsend & Kent$10010-20-2011
William BugdonInvestacorpNext Financial$5011-07-2011
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
Keith Patterson, Frank RichardsonInvestacorpGeneos Wealth Management$6001-12-2012
Jon ArnoldInvestacorpSagePoint Financial$6002-22-2012
James PaquetteInvestacorpBerthel Fisher$5204-04-2012
Warren RockmacherInvestacorpChase Investment Services$6804-16-2012
Stephen KilpatrickInvestacorpbrokersXpress$4006-05-2012
Matthew DernisInvestacorpRoyal Alliance$5007-31-2012
Francis VitellaroInvestacorpWells Fargo Advisors$6509-14-2012
John Gray, Jerri Gray, Jim DriskellInvestacorpNext Financial$9002-04-2013
William R. JohnstonInvestacorpWells Fargo Advisors$5006-27-2013
Garth IveyInvestacorpLincoln Financial$4511-29-2013
Terry Vrieze, Jayme Bresnahan, Edward Modglin, Peter Rothamel, Vincent SturmInvestacorpBroker Dealer Financial Services$11612-02-2013
Robert L. Chess, Robert L. HawkinsInvestacorpInvest Financial$15001-23-2014
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-18-2014
David CloggInvestacorpChapin Davis$5006-20-2014
Jerome WallInvestacorpLincoln Financial$5007-24-2014
Ian JamesInvestacorpSummit Brokerage Services$5208-19-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-22-2014
Edward KlugInvestacorpSII Investments$5010-01-2014
Next Page »

Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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