Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen KilpatrickInvestacorpbrokersXpress$4006-05-2012
Garth IveyInvestacorpLincoln Financial$4511-29-2013
Gwen GarrisonInvestacorpKovack Securities$5012-03-2014
Marcello CutrupiInvestacorpSterne Agee$5011-17-2014
Edward KlugInvestacorpSII Investments$5010-01-2014
Anthony Untersee, Charles ProuteyInvestacorpSII Investments$5008-22-2014
Jerome WallInvestacorpLincoln Financial$5007-24-2014
David CloggInvestacorpChapin Davis$5006-20-2014
William R. JohnstonInvestacorpWells Fargo Advisors$5006-27-2013
Matthew DernisInvestacorpRoyal Alliance$5007-31-2012
William BugdonInvestacorpNext Financial$5011-07-2011
Willie HowardInvestacorpEdward Jones$5006-16-2011
Mauro GuerraInvestacorpSecurities Service Network$5004-12-2011
Ian JamesInvestacorpSummit Brokerage Services$5208-19-2014
James PaquetteInvestacorpBerthel Fisher$5204-04-2012
Ruben Rodriguez, Nelson OrtizInvestacorpUBS Financial Services$5503-18-2015
Jon ArnoldInvestacorpSagePoint Financial$6002-22-2012
Keith Patterson, Frank RichardsonInvestacorpGeneos Wealth Management$6001-12-2012
David Ortiz & German RamirezInvestacorpNational Planning$6012-01-2011
Steven LeachInvestacorpInvestment Professionals$6502-06-2015
Francis VitellaroInvestacorpWells Fargo Advisors$6509-14-2012
James Elliott, Dana Wright, Gregory FrankosInvestacorpLPL Financial$6803-18-2014
Warren RockmacherInvestacorpChase Investment Services$6804-16-2012
Mario LivecchiInvestacorpWells Fargo Advisors$6807-13-2011
Michael Fornasier, John Petraglia, Linda VenturaInvestacorpCabot Lodge Securities$7507-09-2015
Next Page »

Showing 1 to 25 of 32 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.