Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Allen KeatingInvestment Centers of America, Inc.Adirondack Trading Group LLC04-01-2016
Alissa L. HarrisInvestment Centers of America, Inc.American Investment Services01-06-2010
Leo John SchlangenInvestment Centers of America, Inc.Ameriprise Financial Services, LLC$5005-03-2016
Eileen Renee MenacherInvestment Centers of America, Inc.Ameriprise Financial Services, LLC10-13-2010
Lynn Ronald WaddellInvestment Centers of America, Inc.Avantax Investment Services, Inc.02-12-2009
Tim Xuan HaInvestment Centers of America, Inc.AXA Advisors, LLC07-08-2014
Johnny Kyle RobertsInvestment Centers of America, Inc.AXA Advisors, LLC08-19-2013
Irene Chow SmithInvestment Centers of America, Inc.AXA Advisors, LLC$5001-13-2010
Samuel Oliver DehavenInvestment Centers of America, Inc.BancWest Investment Services, Inc.$2509-07-2016
Justin Wade GulleksonInvestment Centers of America, Inc.BancWest Investment Services, Inc.$5011-26-2014
Tracy Jo DostalInvestment Centers of America, Inc.BancWest Investment Services, Inc.$2511-26-2014
Tony ChangInvestment Centers of America, Inc.BancWest Investment Services, Inc.09-18-2014
Evan James AchsteinInvestment Centers of America, Inc.BancWest Investment Services, Inc.09-18-2014
David Samuel BarryInvestment Centers of America, Inc.BancWest Investment Services, Inc.03-11-2013
Susan Agnes HancockInvestment Centers of America, Inc.BancWest Investment Services, Inc.02-19-2013
John Eric NewellInvestment Centers of America, Inc.BancWest Investment Services, Inc.08-21-2012
Jeffrey Allan EckertInvestment Centers of America, Inc.BancWest Investment Services, Inc.01-17-2012
Chad Michael GilchristInvestment Centers of America, Inc.Berthel, Fisher & Company Financial Services, Inc.01-09-2009
Kimberly Kay VidricksenInvestment Centers of America, Inc.Broker Dealer Financial Services Corp.08-08-2012
William Peter KnollInvestment Centers of America, Inc.Capital Financial Services, Inc.09-09-2016
Paul Jacob GroeningerInvestment Centers of America, Inc.Capital Investment Group, Inc.08-03-2015
Norman Todd CoatesInvestment Centers of America, Inc.Capital One Investment Services LLC12-17-2013
Kristofer Edwin GulsvigInvestment Centers of America, Inc.Cetera Advisor Networks LLC10-25-2016
Emily Kay WindolphInvestment Centers of America, Inc.Cetera Advisor Networks LLC06-17-2011
Steven John LynchInvestment Centers of America, Inc.Cetera Financial Specialists LLC$1011-11-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.