Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Aubrey HodgsonInvestment Centers of America, Inc.HighTower Securities, LLC08-08-2017
Robert Baucum AnglinInvestment Centers of America, Inc.Sigma Financial Corporation$70008-01-2017
Nancy Karen NelsonInvestment Centers of America, Inc.Sigma Financial Corporation08-01-2017
Christian Michael BarnettInvestment Centers of America, Inc.CUSO Financial Services, L.P.07-31-2017
Daniel Floyd SchuetteInvestment Centers of America, Inc.Cetera Investment Advisers LLC$25006-30-2017
Timothy Lawrence WelchInvestment Centers of America, Inc.Principal Securities, Inc.06-12-2017
Mitchell Dale SmithInvestment Centers of America, Inc.Woodbury Financial Services, Inc.06-06-2017
Amanda Lyvette RobinsonInvestment Centers of America, Inc.Infinex Investments, Inc.$10006-05-2017
George Addison WebbInvestment Centers of America, Inc.Woodbury Financial Services, Inc.06-01-2017
Joshua Corvi WoodInvestment Centers of America, Inc.Woodbury Financial Services, Inc.06-01-2017
Justin Mark HeindlInvestment Centers of America, Inc.Woodbury Financial Services, Inc.06-01-2017
Jason Michael BurdineInvestment Centers of America, Inc.Investment Professionals, Inc.$25005-02-2017
Thomas W GahlerInvestment Centers of America, Inc.Securities America, Inc.04-21-2017
Robert A RootInvestment Centers of America, Inc.Securities America, Inc.04-21-2017
Anthony Richard Rubino Jr.Investment Centers of America, Inc.Edward Jones$10003-10-2017
Ryan Jeffrey KeyInvestment Centers of America, Inc.Edward Jones02-13-2017
Branden Charles MannInvestment Centers of America, Inc.First Command Financial Planning, Inc.01-31-2017
Robert Anton FaustInvestment Centers of America, Inc.MetLife Securities Inc.01-23-2017
Thomas Jones WilderInvestment Centers of America, Inc.Dougherty & Company LLC$12101-20-2017
Dana Scott GrahamInvestment Centers of America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25001-09-2017
Merideth Jane FuchsInvestment Centers of America, Inc.LPL Financial LLC$25011-02-2016
James Timothy LynchInvestment Centers of America, Inc.Cetera Investment Services LLC11-02-2016
Kristofer Edwin GulsvigInvestment Centers of America, Inc.Cetera Advisor Networks LLC10-25-2016
Thomas Lynn PetersonInvestment Centers of America, Inc.Cetera Investment Advisers LLC10-03-2016
Gregory Wayne HardinInvestment Centers of America, Inc.CUNA Brokerage Services, Inc.10-03-2016
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Showing 1 to 25 of 191 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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