Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Glenn ThrasherInvestment Professionals, Inc.Advisors Asset Management, Inc.03-24-2014
Adam Mark EisenhauerInvestment Professionals, Inc.Advisors Asset Management, Inc.06-13-2011
John Vito SacchettiInvestment Professionals, Inc.Advisors Asset Management, Inc.02-23-2009
John Eric Moore Jr.Investment Professionals, Inc.Allstate Financial Services, LLC06-01-2016
George Lee MontgomeryInvestment Professionals, Inc.Allstate Financial Services, LLC$1010-08-2014
Douglas Scott BrinkerInvestment Professionals, Inc.Allstate Financial Services, LLC07-24-2014
Karen Yvonne GonzalesInvestment Professionals, Inc.BBVA Compass Investment Solutions, Inc.02-28-2013
Kellie Marie GrigarInvestment Professionals, Inc.BBVA Compass Investment Solutions, Inc.07-06-2009
Ross Allen McpeakeInvestment Professionals, Inc.BMO Harris Financial Advisors, Inc.$10011-04-2013
Michael SaidisInvestment Professionals, Inc.Bolton Global Capital$1012-16-2011
Anay Kumar SrivastavaInvestment Professionals, Inc.Braymen, Lambert and Noel Securities, Ltd.06-03-2013
Aaron S. HarveyInvestment Professionals, Inc.Cambridge Investment Research, Inc.$1004-14-2015
Stephen Todd ChappellInvestment Professionals, Inc.Cetera Advisor Networks LLC01-03-2011
James Preston SmithInvestment Professionals, Inc.Cetera Investment Services LLC01-12-2015
Christina Tijerina FallinInvestment Professionals, Inc.Cetera Investment Services LLC$5002-28-2014
Kevin Jacob GoldsteinInvestment Professionals, Inc.Cetera Investment Services LLC$10003-11-2013
David James LayoInvestment Professionals, Inc.Cetera Investment Services LLC03-29-2012
Jaime Lynn WynsmaINVESTMENT PROFESSIONALS, INC.Cetera Investment Services LLC02-27-2012
Deborah Ann BarnesInvestment Professionals, Inc.Cetera Investment Services LLC02-27-2012
Eric Lawrence PhelpsInvestment Professionals, Inc.Cetera Investment Services LLC$2510-16-2009
Brad Bradley CainInvestment Professionals, Inc.Chase Investment Services Corp.09-10-2012
Charles Joseph CampagnaInvestment Professionals, Inc.Chase Investment Services Corp.$5003-23-2012
Jeffrey Steven RileyInvestment Professionals, Inc.Chase Investment Services Corp.05-18-2011
Christopher M. MillerInvestment Professionals, Inc.Citigroup Global Markets Inc.02-04-2015
Ava Sue MagnerInvestment Professionals, Inc.Citigroup Global Markets Inc.05-13-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.