Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Gilston, Eric SandowskyInvestors CapitalMassMutual Financial Group$6804-09-2015
Troy L. IrvineInvestors CapitalEdward Jones$8502-05-2015
Ron NalvenInvestors CapitalRoyal Alliance$5203-29-2014
Keith Havalotti, Gerald Bonner, Jeanine BerattaInvestors CapitalMetLife Securities$5001-02-2014
Melinda L. OlbertInvestors CapitalVoya Financial Advisors$12001-02-2014
Lawrence J. ZellerInvestors CapitalRoyal Alliance$8910-09-2013
Lucian HodgmanInvestors CapitalMoors & Cabot$12009-05-2013
Anthony Hobson, Jason Zajac, Dirk BrownInvestors CapitalNext Financial$6008-08-2013
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5206-20-2013
Matthew Porter, Gregg LentzInvestors CapitalQuestar Capital$5001-25-2013
Dan Chabott, Michael Ingenito, Terry Seely, Robert Kelly, Richard DarrowInvestors CapitalRoyal Alliance$6508-22-2012
Anthony ThurlowInvestors CapitalAmeriprise Financial$5507-11-2012
Zelek, AssociatesInvestors CapitalLincoln Financial$3004-01-2012
Ron PurvinesInvestors CapitalNational Planning$20007-01-2011
Marc BartonInvestors CapitalLPL Financial$2511-16-2010
Northeast Investment Advisors LLCInvestors CapitalB.B. Graham$10004-08-2010
Jeff Engler, Frank GermanoInvestors CapitalTower Square Securities$3001-04-2010
James KneeInvestors CapitalCambridge Investment Research$5012-21-2009
James CrossonInvestors CapitalLPL Financial$11511-23-2009

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.