Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Ryan CampbellJ.P. Morgan Securities LLCEdward Jones10-09-2020
Matthew Kendrick HaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Jiajia WangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Gerald Leroye AddyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Youkang GaoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Steve HamiltonJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.10-01-2020
David A HollandJ.P. Morgan Securities LLCUSAA Investment Services Company10-01-2020
Robert Vincent Chamberlin IIIJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC09-30-2020
Joseph Seung PaikJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-29-2020
Yangmei ChenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-29-2020
Jacob GulJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15009-29-2020
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Matthew Patrick ArnoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Marcus A RollsJ.P. Morgan Securities LLCMorgan Stanley09-28-2020
Jason D AllenJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.09-28-2020
Francis Kakra SamJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.09-28-2020
Armando EstevaneJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors09-24-2020
Charles Kent GreenJ.P. Morgan Securities LLCEquitable Advisors, LLC09-24-2020
Patrick James DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
James Harry DelaneyJ.P. Morgan Securities LLCUBS Financial Services Inc.09-23-2020
Scott Clifton KimpsonJ.P. Morgan Securities LLCAvantax Investment Services, Inc.09-23-2020
Joshua StaphJ.P. Morgan Securities LLCEdward Jones09-23-2020
Eric M AldapeJ.P. Morgan Securities LLCFrost Brokerage Services, Inc.09-22-2020
Brandi Kae MaxwellJ.P. Morgan Securities LLCEdward Jones09-22-2020
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Showing 1 to 25 of 2,781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.