Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria B CastellonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10008-07-2019
Michelle Ann KettenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Jacob Kennedy FurlowJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-19-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.$107-09-2019
Julie Ann WakefieldJ.P. Morgan Securities LLCPayant Wealth Management Group07-03-2019
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Gregory James SabalaJ.P. Morgan Securities LLCAmerican Financial Network Advisory Services, LLC06-05-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Christopher Richard DayJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$104-17-2019
Abraham Jay SalinasJ.P. Morgan Securities LLCThe Huntington Investment Company04-11-2019
Latunya Shanta HanleyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Michael Cong TruongJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-04-2019
Richard Albert D'Andrea Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$104-04-2019
Cameron Thomas HowardJ.P. Morgan Securities LLCMorgan Stanley04-02-2019
Douglas James WalkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$103-06-2019
James Olizarowicz Jr.J.P. Morgan Securities LLCBancWest Investment Services, Inc.$5003-05-2019
Jamie Ray MitchellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
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Showing 1 to 25 of 2,474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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