Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kellen NgJ.P. Morgan Securities LLC1st Global Capital Corp.06-02-2016
Anthony Joseph Zizzamia Jr.J.P. Morgan Securities LLCA.K. Capital, LLC09-13-2013
Michael Sauve KouryJ.P. Morgan Securities LLCAdvisors Asset Management, Inc.04-19-2016
Panagiotis Peter ErmogenousJ.P. Morgan Securities LLCAegis Capital Corp.03-11-2016
Kevin Robert StammJ.P. Morgan Securities LLCAegis Capital Corp.06-17-2013
Gary Lynn WattsJ.P. Morgan Securities LLCAlamo Capital08-19-2016
Antoine Elias KaroutJ.P. Morgan Securities LLCAlexander Capital, L.P.05-04-2015
Michael Brandon BinnickerJ.P. Morgan Securities LLCAllianceBernstein L.P.03-16-2015
David Bailey IzardJ.P. Morgan Securities LLCAllianceBernstein L.P.03-13-2015
Naftoli HorowitzJ.P. Morgan Securities LLCAllianceBernstein L.P.$15002-04-2015
Peter Alexander LazorJ.P. Morgan Securities LLCAllianceBernstein L.P.07-26-2013
Nathan Gerrell ChapmanJ.P. Morgan Securities LLCAllianceBernstein L.P.04-03-2013
Madelyn Robin MillerJ.P. Morgan Securities LLCAllianceBernstein L.P.$15009-10-2012
Teresa Morris FisherJ.P. Morgan Securities LLCAllianceBernstein L.P.$15008-16-2012
Todd R RichmanJ.P. Morgan Securities LLCAllianceBernstein L.P.01-23-2012
Wade CanterJ.P. Morgan Securities LLCAllianceBernstein L.P.07-28-2011
Marcus Foster KlineJ.P. Morgan Securities LLCAllianceBernstein L.P.$103-28-2011
Mary Ann BestJ.P. Morgan Securities LLCAllianceBernstein L.P.10-01-2009
Scott Patrick McwilliamsJ.P. Morgan Securities LLCAllianz Global Investors Distributors LLC01-13-2017
Wenji ZouJ.P. Morgan Securities LLCAllied Millennial Partners, LLC03-07-2016
Nicole Alexandra PalladinoJ.P. Morgan Securities LLCAllied Millennial Partners, LLC02-12-2015
Ho Kyung JungJ.P. Morgan Securities LLCAllied Millennial Partners, LLC09-29-2014
Guillermo Antonio LarcoJ.P. Morgan Securities LLCAllstate Financial Services, LLC05-27-2016
Richard Alan Desimone Jr.J.P. Morgan Securities LLCAllstate Financial Services, LLC10-01-2015
Ryan Mosher ReynoldsJ.P. Morgan Securities LLCAllstate Financial Services, LLC12-11-2014
Next Page »

Showing 1 to 25 of 2,467 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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