Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Douglas Hicks Jr.J.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$1007-15-2016
Theodore Robert FisherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$70006-17-2016
Joseph Nicholas MazzuccoJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$10005-09-2016
Robert Scott CrowellJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.11-10-2015
Gregory Malcolm FerdinandJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$5002-06-2015
Samuel ChoJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-19-2014
Brett Joseph MartinJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.04-14-2014
Ulugbek KhashimovJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.12-02-2013
Lynnel Kyra FletcherJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.08-23-2013
Albert BinmanJ.P. Morgan Securities LLCAmeritas Investment Corp.02-08-2017
Alexander Patrick AvolioJ.P. Morgan Securities LLCAmeritas Investment Corp.01-14-2015
Michael John WorthingtonJ.P. Morgan Securities LLCAmeritas Investment Corp.12-19-2014
Emily A. SpendloveJ.P. Morgan Securities LLCAPW Capital, Inc.06-20-2016
Jeffrey M ForbesJ.P. Morgan Securities LLCArive Capital Markets05-04-2016
Edward Austin ScherrJ.P. Morgan Securities LLCAssociated Investment Services, Inc.$5005-31-2013
John Robert Wasikowski Jr.J.P. Morgan Securities LLCAssociated Investment Services, Inc.05-28-2013
Jason Dennis DelgadoJ.P. Morgan Securities LLCAST Investor Services LLC01-11-2016
Brooke Lyn GalassiJ.P. Morgan Securities LLCAusdal Financial Partners, Inc.06-11-2015
Caterina Maria GomezJ.P. Morgan Securities LLCAustin Atlantic Capital Inc.01-16-2013
Christopher Stephen Devlin Jr.J.P. Morgan Securities LLCAXA Advisors, LLC07-02-2019
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Lucas Sebastian BrownJ.P. Morgan Securities LLCAXA Advisors, LLC05-07-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCAXA Advisors, LLC04-09-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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