Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Walter VitaliJ.P. Morgan Securities LLCAvantax Investment Services, Inc.12-19-2018
David N AcostaJ.P. Morgan Securities LLCAvantax Investment Services, Inc.$2510-20-2016
Kieran Edmund LockeJ.P. Morgan Securities LLCAVM, L.P.01-26-2016
Brian Edward LoegeringJ.P. Morgan Securities LLCAxiom Capital Management, Inc.11-18-2013
Melissa Ann KelpschJ.P. Morgan Securities LLCB. C. Ziegler and Company04-16-2014
Alex Richard PicouJ.P. Morgan Securities LLCB. Riley FBR, Inc.$15003-27-2012
Martha Ruth EgliJ.P. Morgan Securities LLCB.B. Graham & Company, Inc.01-17-2020
Jessica Siqueira ManzanoJ.P. Morgan Securities LLCBAC Florida Investments04-09-2013
Patrick John KellyJ.P. Morgan Securities LLCBanc of America Investment Services, Inc.05-28-2009
Katherine Jean GinsburgJ.P. Morgan Securities LLCBanc of America Securities LLC$2504-19-2010
Zejia LeungJ.P. Morgan Securities LLCBancWest Investment Services, Inc.06-17-2020
James Olizarowicz JrJ.P. Morgan Securities LLCBancWest Investment Services, Inc.03-05-2019
Daniel Aaron LampeJ.P. Morgan Securities LLCBancWest Investment Services, Inc.$15012-11-2018
Pietro E NicolaiJ.P. Morgan Securities LLCBancWest Investment Services, Inc.04-18-2017
Jeremy Henry UzquedaJ.P. Morgan Securities LLCBancWest Investment Services, Inc.06-19-2015
Jeffrey Adam HermanJ.P. Morgan Securities LLCBarclays Capital Inc.12-28-2015
Kevin Connors MccooeyJ.P. Morgan Securities LLCBarclays Capital Inc.$2610-30-2015
John Edward KoechelerJ.P. Morgan Securities LLCBarclays Capital Inc.10-30-2015
Ian Peter RatnerJ.P. Morgan Securities LLCBarclays Capital Inc.06-17-2015
Avideh SafaeiJ.P. Morgan Securities LLCBarclays Capital Inc.$15005-18-2015
Brian TurnerJ.P. Morgan Securities LLCBarclays Capital Inc.05-18-2015
Kimberly EngelnJ.P. Morgan Securities LLCBarclays Capital Inc.10-08-2012
Brian Patrick DriscollJ.P. Morgan Securities LLCBarclays Capital Inc.$15009-22-2011
Mark Steven GlasserJ.P. Morgan Securities LLCBarclays Capital Inc.09-16-2011
Dean Hurst ThompsonJ.P. Morgan Securities LLCBarclays Capital Inc.$2506-20-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.