Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kennedy SherlesJ.P. Morgan Securities LLCMorgan Stanley$1912-20-2019
Kate Alene StephensonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
Philip DamJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-20-2019
Jemel WilliamsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-20-2019
Adam Wade HewettJ.P. Morgan Securities LLCEdward Jones$2512-18-2019
Cortney FranklinJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.12-18-2019
Dawei LinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-18-2019
Keli Jo HauseJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-18-2019
An LeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2019
Peter Nya Quoie Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-18-2019
Andrey A SkroznikovJ.P. Morgan Securities LLCPruco Securities, LLC.12-18-2019
Thomas GoebelJ.P. Morgan Securities LLCAXA Advisors, LLC12-18-2019
Fermon Lee OwensJ.P. Morgan Securities LLCPruco Securities, LLC.$10012-17-2019
Ramy Raafat IskandarJ.P. Morgan Securities LLCSantander Securities LLC12-17-2019
Jessie SimsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
Karl Ryan PurvisJ.P. Morgan Securities LLCKey Investment Services LLC12-16-2019
Stephen Edward TucciJ.P. Morgan Securities LLCAXA Advisors, LLC12-16-2019
Matthew Allen GlancyJ.P. Morgan Securities LLCEdward Jones12-16-2019
Leinzs Fredda VincentJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Tomoko KoyamaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Pieter BurhansJ.P. Morgan Securities LLCMorgan Stanley12-14-2019
Isaac Jourdain QuintanillaJ.P. Morgan Securities LLCNYLIFE Securities LLC12-13-2019
Itamar ErsterJ.P. Morgan Securities LLCAXA Advisors, LLC12-13-2019
Gino Gian PoliJ.P. Morgan Securities LLCAXA Advisors, LLC12-12-2019
Li WangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
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Showing 1 to 25 of 4,014 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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