Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thompson RussellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2018
Jeffrey S. LuftigJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-25-2018
Benjamin William GoebertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-24-2018
Benjamen Charles FagerlindJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Andrew William SuraceJ.P. Morgan Securities LLCAXA Advisors, LLC05-23-2018
Hugh Michael ReillyJ.P. Morgan Securities LLCMorgan Stanley$10005-18-2018
Barbara Ellen Beck-RiegerJ.P. Morgan Securities LLCCapital One Investing, LLC05-15-2018
Bruce IaconoJ.P. Morgan Securities LLCAXA Advisors, LLC05-15-2018
Alla NepoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-14-2018
Michael M TaggartJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2018
Olga R. AzzolliniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
Robert Lee Saho Jr.J.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-10-2018
Shelly M. WohlerJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-10-2018
Angela ShawJ.P. Morgan Securities LLCPNC Investments$15005-09-2018
Nora JashariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-08-2018
Christian San Luis VistaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-07-2018
Adam Jacob BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Benjamin William SchilligJ.P. Morgan Securities LLCEdward Jones04-24-2018
Sunilda Pilar VasquezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-19-2018
Bradford Lee GoldJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Shaheen A. KhanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-16-2018
Julia Ann BoronJ.P. Morgan Securities LLCW&S Brokerage Services, Inc.04-16-2018
Vincent Harambasic IIIJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2018
Charles AubertJ.P. Morgan Securities LLCCapital One Investing, LLC04-13-2018
Chase H. PorterJ.P. Morgan Securities LLCBB&T Securities, LLC04-12-2018
« Previous PageNext Page »

Showing 276 to 300 of 3,630 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.