Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ginny Susan UrusJ.P. Morgan Securities LLCPNC Investments03-05-2018
Sheila Westcott OmwirhirenJ.P. Morgan Securities LLCFidelity Brokerage Services LLC03-05-2018
Ulysses EnarioJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2018
Eric Jeffrey FrappierJ.P. Morgan Securities LLCRaymond James & Associates, Inc.02-28-2018
Antonio J. MackeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2018
Jim J AkasalaJ.P. Morgan Securities LLCCiti Private Advisory, LLC02-23-2018
Nicholas C. SmithJ.P. Morgan Securities LLCCity National Securities, Inc.02-23-2018
Cameron Allen BourqueJ.P. Morgan Securities LLCThe O.N. Equity Sales Company02-22-2018
Alexander E. ParisisJ.P. Morgan Securities LLCPNC Investments$15002-20-2018
Craig Thomas BrownJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$1002-15-2018
Shea Daniel JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2018
Jeffrey M. RoodmanJ.P. Morgan Securities LLCLPL Financial LLC02-13-2018
Christopher Robert RedfernJ.P. Morgan Securities LLCMorgan Stanley$5002-01-2018
Drew P. WottonJ.P. Morgan Securities LLCEdward Jones02-01-2018
Brett Matthew BengeJ.P. Morgan Securities LLCLegacy Advisory Group, LLC01-30-2018
Melinda Gabrielle CloobeckJ.P. Morgan Securities LLCMorgan Stanley$1,00001-26-2018
John William SlatteryJ.P. Morgan Securities LLCMorgan Stanley$50001-26-2018
Jason Marc BillupsJ.P. Morgan Securities LLCIndependent Financial Partners01-19-2018
Naveen Paul SharmaJ.P. Morgan Securities LLCIPC Private Wealth Partners, LLC$19001-18-2018
Yehia Said DajaniJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-18-2018
Mark A. JamesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-18-2018
Joshua Emile SilvermanJ.P. Morgan Securities LLCTD Ameritrade, Inc.$1001-17-2018
Hassan Aftab ChughtaiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-17-2018
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Thomas Scott HolsteadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,13501-12-2018
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Showing 326 to 350 of 3,631 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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