Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Stephen Devlin Jr.J.P. Morgan Securities LLCAXA Advisors, LLC07-02-2019
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Craig Henry BuchholzJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-25-2019
Yousaf ZamanudinJ.P. Morgan Securities LLCMorgan Stanley06-24-2019
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
Dex E. NormanJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-21-2019
Julian Craig JohnsonJ.P. Morgan Securities LLCRaymond James & Associates, Inc.06-19-2019
Christina Lorraine GetzJ.P. Morgan Securities LLCPark Avenue Securities LLC06-19-2019
Mario BattistiniJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Larry Albert XhamaJ.P. Morgan Securities LLCUBS Financial Services Inc.06-14-2019
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
John Paul KirkwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-05-2019
Gregory James SabalaJ.P. Morgan Securities LLCInternational Assets Advisory, LLC06-05-2019
Bobby Louis Pennington IIIJ.P. Morgan Securities LLCAXA Advisors, LLC06-05-2019
Bradley John HargraveJ.P. Morgan Securities LLCPrudential Investment Management Services LLC06-03-2019
Diptes BasuJ.P. Morgan Securities LLCIIFL Capital Inc.05-31-2019
William BritoJ.P. Morgan Securities LLCNewbridge Securities Corporation05-30-2019
Michelle LiemJ.P. Morgan Securities LLCDeGroat Investments LLC05-22-2019
Laurie E. MasonJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-22-2019
Colin O'MalleyJ.P. Morgan Securities LLCPruco Securities, LLC.05-22-2019
Terence Michael PasketJ.P. Morgan Securities LLCWells Fargo Advisors Financial Network, LLC$5005-21-2019
Miguel Antonio JimenezJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-20-2019
Kevin Terrell BennettJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-17-2019
Paul Gerard JonesJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.05-16-2019
« Previous PageNext Page »

Showing 26 to 50 of 3,631 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.