Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean J EvansJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Graziano Frank RotelliniJ.P. Morgan Securities LLCAXA Advisors, LLC05-16-2019
Lebron C. MorganJ.P. Morgan Securities LLCMML Investors Services, LLC$1005-13-2019
Mary Beth FleuryJ.P. Morgan Securities LLCState Farm VP Management Corp.05-13-2019
Vionca Layosha Murray-SaxonJ.P. Morgan Securities LLCFidelity Brokerage Services LLC05-10-2019
Lucas Sebastian BrownJ.P. Morgan Securities LLCAXA Advisors, LLC05-07-2019
Diana IshakJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC05-03-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
Kitae KimJ.P. Morgan Securities LLCSantander Securities LLC04-30-2019
Jodi C. PickensJ.P. Morgan Securities LLCBBVA Securities Inc.04-29-2019
Joshua Parker DoustouJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Mark StandardJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC$15004-24-2019
David E ScottJ.P. Morgan Securities LLCKey Investment Services LLC04-24-2019
Rexsor Rene GonzalezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2019
Christopher Richard DayJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-17-2019
Lizzette AyalaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2019
Monika ChoudharyJ.P. Morgan Securities LLCSantander Securities LLC04-15-2019
Abraham Jay SalinasJ.P. Morgan Securities LLCThe Huntington Investment Company04-11-2019
Timothy James RabbittJ.P. Morgan Securities LLCAllstate Financial Services, LLC04-11-2019
Devona J'Heir WiseJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2019
Latunya Shanta HanleyJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Mahesh RoopnarineJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-09-2019
Bradley Aaron CostiloeJ.P. Morgan Securities LLCAXA Advisors, LLC04-09-2019
Michelle T. NguyenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-05-2019
Richard Albert D'AndreaJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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