Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phuc Cong TruongJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-04-2019
Douglas J. WalkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
David L Spence Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2019
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Zack Tyler SkinnerJ.P. Morgan Securities LLCBOK Financial Services, Inc.03-15-2019
Ryan Francis KirchnerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2019
Sandra Ramos CollazoJ.P. Morgan Securities LLCOriental Financial Services Corp.03-07-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2019
Brandon Michael MongJ.P. Morgan Securities LLCUnited Brokerage Services, Inc03-06-2019
James Olizarowicz Jr.J.P. Morgan Securities LLCBancWest Investment Services, Inc.$5003-05-2019
Brandy Rae LeeJ.P. Morgan Securities LLCLPL Financial LLC02-28-2019
Michael Joseph SchodrofJ.P. Morgan Securities LLCGuggenheim Securities, LLC$2502-22-2019
Nicholas Louis GomezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-21-2019
Peter J. WielochaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-20-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Darian J JonesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Zachary Clyde CulverJ.P. Morgan Securities LLCGoldman Sachs & Co.02-08-2019
Stanley Leon BowmanJ.P. Morgan Securities LLCThrivent Investment Management Inc.02-07-2019
Jamie Lynn SkaggsJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.02-04-2019
Christopher Lewis CastellawJ.P. Morgan Securities LLCUBS Financial Services Inc.$25102-01-2019
Alex M. WagnerJ.P. Morgan Securities LLCHD Vest Investment Services$2502-01-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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