Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Kasandra V SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Paul L DonlonJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5001-16-2009
Maribel Ochoa CrespoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.01-23-2009
Pierre Louis FollariJ.P. Morgan Securities LLCUbs International Inc.01-30-2009
Mark William Mcconnell IiiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Brad Aaron ThompsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Bin K NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Stephanie Lisa DegenJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC02-23-2009
Brock Franklin RennerJ.P. Morgan Securities LLCGoldman Sachs & Co.02-25-2009
Scott RappaportJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC03-04-2009
John Brian Kelly SrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
John Brian Kelly IiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
John Joseph GallagherJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
James Bryan MinchelloJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
Robert Vincent Minchello JrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$20003-27-2009
John Raiford Godbee IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2009
Steven Eugene MorganJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2009
Patrick John KellyJ.P. Morgan Securities LLCBanc of America Investment Services, Inc.05-28-2009
Francis Moffitt Traynor JrJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.$15007-30-2009
Jason K AdamsJ.P. Morgan Securities LLCMorgan Keegan & Company, Inc.07-30-2009
Michael G ChungJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC09-08-2009
Stephen Lee FeinsteinJ.P. Morgan Securities LLCUBS Financial Services Inc.09-08-2009
Leslie Froehlich SchwartzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
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Showing 1 to 25 of 2,781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.