Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Francis ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Kasandra V SchindlerJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-09-2009
Jay Dohrn Baumgardner IIIJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-12-2009
Adam Jordan ZipperJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1,00002-13-2009
Bin Khac NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-13-2009
Brad Aaron ThompsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Mark William Mcconnell IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Justin Michael KlestinskiJ.P. Morgan Securities LLCUltimus Fund Distributors, LLC02-23-2009
Joseph Luis DuarteJ.P. Morgan Securities LLCJoseph Gunnar & Co. LLC$15002-24-2009
John Brian Kelly II, Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Donald Hite KinseyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2009
Travis Penhollow MossJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2009
Robert Anthony Daly Jr.J.P. Morgan Securities LLCUBS Financial Services Inc.03-09-2009
William James Porter Jr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.03-11-2009
Jenny ChuJ.P. Morgan Securities LLCUBS Financial Services Inc.03-17-2009
John Richard CampbellJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Mark Eugene MattinglyJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Maurice StorchJ.P. Morgan Securities LLCUBS Financial Services Inc.03-20-2009
Daniel A AlminanaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
John Joseph GallagherJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
Daniel Kevin CrookshanksJ.P. Morgan Securities LLCWells Fargo Advisors Financial Network, LLC03-30-2009
John Joseph Ohare IIJ.P. Morgan Securities LLCGeneva Capital Management LLC03-30-2009
Craige Marcello BerteroJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2009
Daniel Paul DamondJ.P. Morgan Securities LLCUBS Financial Services Inc.03-31-2009
Michael Joseph Bonner Jr.J.P. Morgan Securities LLCBanc of America Investment Services, Inc.04-14-2009
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Showing 1 to 25 of 2,466 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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