Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Aaron DashJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
Aaron J GoldmanJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-14-2017
Aaron Jeffrey LindblomJ.P. Morgan Securities LLCGagnon Securities, LLC09-03-2019
Aaron Joseph LampertJ.P. Morgan Securities LLCSecurities America, Inc.11-07-2017
Aaron Lee WeissJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC$2508-16-2016
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Abel Benjamin FitchJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC01-03-2018
Abhishek VakilJ.P. Morgan Securities LLCE*TRADE Capital Management, LLC03-26-2015
Abimael ZavalaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2013
Abraham Harold GlassJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2018
Abraham Jauregui GuzmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2020
Adam BryantJ.P. Morgan Securities LLCEdward Jones09-06-2016
Adam CatalfomoJ.P. Morgan Securities LLCMorgan Stanley04-10-2017
Adam D SchwartzJ.P. Morgan Securities LLCBB&T Investment Services, Inc.$15010-26-2012
Adam DAndreaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2507-16-2015
Adam J BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Adam J GrossmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Adam Mahmoud ElghandourJ.P. Morgan Securities LLCTD Ameritrade, Inc.04-18-2017
Adam Michael RunyanJ.P. Morgan Securities LLCMorgan Stanley10-13-2017
Adam RuhlandJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-01-2018
Adam S HutchisonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-11-2018
Adam S KimoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-14-2017
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Showing 1 to 25 of 2,781 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.