Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Michael AgnebergJ.P. Morgan Securities LLCGoldman Sachs & Co. LLC11-01-2019
David GalicJ.P. Morgan Securities LLCMorgan Stanley10-29-2019
Natalie Jean EsquibelJ.P. Morgan Securities LLCLPL Financial LLC09-26-2019
Sean M. GradyJ.P. Morgan Securities LLCMorgan Stanley09-18-2019
Preston David WattsJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-09-2019
Lance A CharmontJ.P. Morgan Securities LLCCiti Private Advisory, LLC09-04-2019
Joshua Allen DoubekJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.07-25-2019
Danny Chris FinchamJ.P. Morgan Securities LLCCitizens Securities, Inc.07-24-2019
Jacob NicholsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
David J LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Adriana DemianewJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Mario Emilio Mendez Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Andrew M MitchellJ.P. Morgan Securities LLCRoyal Alliance Associates, Inc.07-17-2019
Kiefer Michael BoltonJ.P. Morgan Securities LLCWaddell & Reed07-16-2019
Lauri Diane MeizlerJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Jiaoling CaiJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-11-2019
Matthew Antonio PostellJ.P. Morgan Securities LLCTD Ameritrade, Inc.07-11-2019
James Gerard LynchJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-10-2019
Tayen Jameel HazqiyalJ.P. Morgan Securities LLCInvestacorp, Inc.07-09-2019
Cameron Lee RichardsonJ.P. Morgan Securities LLCThrivent Investment Management Inc.07-09-2019
Jesse Michael ConaryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-08-2019
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Showing 1 to 25 of 3,633 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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