Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Richard Galli SterlingJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-20-2018
Peter Edward HodgmanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-18-2018
Jesse Taylor BurnsJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2018
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
John Michael StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Jonathan D KorzekwaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-12-2017
Ryan Andrew HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
Corey James CordrayJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-30-2017
Michael P. PezzaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-17-2017
Scott Cary JamesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10011-18-2016
Amanda Lee RainesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-16-2016
Brendon G. AndersonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10009-20-2016
Evan Gregory ParryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-26-2016
Sarah Anne GrayerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-14-2016
Brian D. EathertonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-22-2016
William DowneyJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-18-2016
Genevieve Grace Mallari BajajJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-22-2016
Amy Lynn WatsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-28-2016
Kaddi Elizabeth GruenerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-11-2016
Jill Elizabeth GoszJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10011-09-2015
Frederick Gregory LucasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2015
William Joseph WatrasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-01-2015
Jeffrey Eugene TaylorJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-31-2015
Francis Anthony AmpilJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$50002-23-2015
Daniel Anton VielandJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10001-22-2015
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Showing 26 to 50 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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