Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Patricia Ann CollinsJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-26-2020
Pedro Campos Campos MejoradoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-03-2020
Benigno Gonzalez JrJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Benjamin Daniel CroffordJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-25-2020
Ethan R MorrisJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-18-2020
Heidi Lee TylerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-30-2020
Mickale Weshon GilbertJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-23-2020
David Michael BainJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-10-2020
Peter QuoieJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-18-2019
Anthony M CapitanoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-16-2019
Rahim A MuhammadJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-02-2019
Christian Alexander LopezJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2019
Preston David WattsJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-09-2019
Karen N NoethenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.09-05-2019
Salvatore AzzolinoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-02-2019
Warren Gordon Mitchell IIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-11-2019
James G LynchJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$20007-10-2019
Steven Charles WendlerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-06-2019
Devona WiseJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-10-2019
Jack RubleJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-12-2019
Victoria MatusJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-01-2019
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
James Phillip BolanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-04-2018
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.