Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cherif S AidaraJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-17-2012
Richard Stephen GrimesJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-25-2013
Mark A ComptonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.12-06-2013
Qamil DervishiJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2014
Lyle T BerksonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$5002-28-2014
Kirk A MullenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-12-2014
Robert E ThompsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15007-30-2014
Francis Anthony AmpilJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-23-2015
Frederick Gregory LucasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2015
Amy Lynn WatsonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-28-2016
Sushil Omprakash BirlaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-22-2016
Brian EathertonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.06-22-2016
Evan ParryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-26-2016
Ryan A HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
Jason Alexander TerhuneJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-21-2017
John M StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Matthew Ryan ZacariasJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-16-2018
Peter Edward HodgmanJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-18-2018
Madina C BolandJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.05-10-2018
Jonathan Raymond JanskyJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-24-2018
Edgar W Bassick VJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-15-2018
Patrick James BakerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-20-2018
Linda TarbetJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-21-2018
Cameron Lawrence WheelerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-30-2018
Samantha PezzuteJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-31-2018
Next Page »

Showing 1 to 25 of 51 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.