Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Adam Jordan Zipper | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | $10 | 02-13-2009 |
John Brian Kelly II, Robert Winston Kelly | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | $75 | 03-05-2009 |
John Brian Kelly Sr. | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 03-05-2009 |
John Joseph Gallagher | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 03-27-2009 |
George Patrick Sloane | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 03-30-2010 |
Kevin Dean Morrison | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 09-07-2010 |
Eric Paul Hothem | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 05-15-2013 |
Emily Marguerite Sheridan | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 07-23-2013 |
Derrick Ryan Gin | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 05-01-2014 |
Katherine Lynn McAllister | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 06-11-2014 |
Gary Scott Schwarzman | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 08-13-2014 |
Meghan Elizabeth O'Neill | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | $10 | 09-16-2014 |
Bennette Ogbotiti Amaso | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 10-10-2014 |
Peter Robert Green | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | $100 | 01-16-2015 |
Adam D'Andrea | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | $25 | 07-16-2015 |
Deborah Z. Menjivar | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 07-23-2015 |
Chun K. Lee | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 08-06-2015 |
Daniel N. Durr | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 04-20-2016 |
Nicholas Louis John Williams | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 06-15-2017 |
Stephan James Faust | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 07-07-2017 |
Michael James Montgomery | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 09-18-2017 |
Yu-Ting Cheng | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 11-30-2017 |
Drue Christopher Anderson | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 03-06-2018 |
Frank Wendah Huang | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 06-20-2018 |
Zichang Liu | J.P. Morgan Securities LLC | Citigroup Global Markets Inc. | — | 09-10-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.