Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Jordan ZipperJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1002-13-2009
John Brian Kelly II, Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$7503-05-2009
John Brian Kelly Sr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
John Joseph GallagherJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
George Patrick SloaneJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-30-2010
Kevin Dean MorrisonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-07-2010
Eric Paul HothemJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-15-2013
Emily Marguerite SheridanJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-23-2013
Derrick Ryan GinJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-01-2014
Katherine Lynn McAllisterJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-11-2014
Gary Scott SchwarzmanJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-13-2014
Meghan Elizabeth O'NeillJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1009-16-2014
Bennette Ogbotiti AmasoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-10-2014
Peter Robert GreenJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$10001-16-2015
Adam D'AndreaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2507-16-2015
Deborah Z. MenjivarJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-23-2015
Chun K. LeeJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-06-2015
Daniel N. DurrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-20-2016
Nicholas Louis John WilliamsJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-15-2017
Stephan James FaustJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-07-2017
Michael James MontgomeryJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-18-2017
Yu-Ting ChengJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-30-2017
Drue Christopher AndersonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2018
Frank Wendah HuangJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-20-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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