Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mikheil SkhulukhiaJ.P. Morgan Securities LLCEquitable Advisors, LLC12-24-2012
Elchin BagirovJ.P. Morgan Securities LLCEquitable Advisors, LLC07-09-2013
Wilmington Kenneth Games IIJ.P. Morgan Securities LLCEquitable Advisors, LLC09-12-2013
Daniel AsoreyJ.P. Morgan Securities LLCEquitable Advisors, LLC$15001-15-2014
Timothy ClaryJ.P. Morgan Securities LLCEquitable Advisors, LLC06-23-2014
Farhad S BadiiJ.P. Morgan Securities LLCEquitable Advisors, LLC08-11-2014
Timothy Gibson HolsingerJ.P. Morgan Securities LLCEquitable Advisors, LLC08-13-2014
Daniel SchmalhausenJ.P. Morgan Securities LLCEquitable Advisors, LLC08-29-2014
Michelle Lenette StankaJ.P. Morgan Securities LLCEquitable Advisors, LLC09-20-2014
Matthew Salvatore FerrandoJ.P. Morgan Securities LLCEquitable Advisors, LLC09-22-2014
Albert Anthony SeraydarJ.P. Morgan Securities LLCEquitable Advisors, LLC03-19-2015
Mark RepasyJ.P. Morgan Securities LLCEquitable Advisors, LLC$15003-23-2015
Michael Joseph BorchardtJ.P. Morgan Securities LLCEquitable Advisors, LLC04-15-2015
John DengJ.P. Morgan Securities LLCEquitable Advisors, LLC06-10-2015
Ryan Andrew SoosJ.P. Morgan Securities LLCEquitable Advisors, LLC01-20-2016
Michael Anthony CacciapuotiJ.P. Morgan Securities LLCEquitable Advisors, LLC02-17-2016
Thomas CafmeyerJ.P. Morgan Securities LLCEquitable Advisors, LLC04-11-2016
Mario L Valdez EspinalJ.P. Morgan Securities LLCEquitable Advisors, LLC05-03-2016
Jose X HualpaJ.P. Morgan Securities LLCEquitable Advisors, LLC07-21-2016
David ChouJ.P. Morgan Securities LLCEquitable Advisors, LLC08-08-2016
Madeline Angela FuhringJ.P. Morgan Securities LLCEquitable Advisors, LLC01-13-2017
Richard Louis OcchiogrossoJ.P. Morgan Securities LLCEquitable Advisors, LLC04-11-2017
Colby Marshall HuntJ.P. Morgan Securities LLCEquitable Advisors, LLC05-05-2017
Yong J LeeJ.P. Morgan Securities LLCEquitable Advisors, LLC05-17-2017
Tyler E NurdinJ.P. Morgan Securities LLCEquitable Advisors, LLC06-09-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.