Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alida R GuedesJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-03-2017
Andrew SeefriedJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15001-16-2014
Annateresa SemeraroJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-22-2015
Anthony Steven GippettiJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-08-2013
Benvenuto Anthony De RosaJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-14-2020
Billy RaoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-13-2019
Brian P AshleyJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-11-2014
Brian RudinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.11-28-2016
Catherine CalandraJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15008-03-2016
Cathy Marie ArgentieriJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-11-2013
Ching Man WongJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15009-10-2020
Christopher Morris SimcoxJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-25-2014
Christopher SchwartzJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-24-2020
Craig Brandon VassellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-20-2019
Crystal Jingying GuanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
Curtis Pak Yan YipJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-06-2018
Daniel Oscar Bermiss JrJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15007-11-2014
Daniel Restrepo LondonoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-28-2015
Dawei LinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-18-2019
Deborah Lynne CaldwellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-14-2015
Dikun LiuJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.11-03-2017
Erika D OelkersJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-28-2015
Felix Herrera JrJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-09-2018
Francisco Oliva-Velez CancelJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-08-2012
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.