Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alla NepoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-14-2018
Andro Edward AkhnoukhJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.06-14-2018
Annateresa SemeraroJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-22-2015
Brian Patrick AshleyJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$5004-11-2014
Brian Richard RudinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.11-28-2016
Catherine CalandraJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-03-2016
Cathy Marie ArgentieriJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-11-2013
Christopher Morris SimcoxJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-25-2014
Daniel Oscar Bermiss Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-11-2014
Daniel Restrepo LondonoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-28-2015
Deborah Lynne CaldwellJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-14-2015
Erika D. OelkersJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-28-2015
Felix Herrera Jr.J.P. Morgan Securities LLCHSBC Securities (USA) Inc.03-09-2018
Francisco Oliva-Velez CancelJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-08-2012
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
Isaac Aaron ZachariaJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.10-24-2013
James Atos MilaniJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-17-2017
Jane B DeptolaJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-14-2012
Jason Sean KassJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$10009-25-2015
John Arthur ZuzuloJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$1009-22-2015
John Rocco LamarisJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-19-2014
Joseph NapoleoneJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-02-2014
Joyu ChenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$1009-05-2014
Justin M. KastanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-12-2010
Kai Hui Kyle CaiJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.11-22-2016
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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