Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Natalie Jean Esquibel | J.P. Morgan Securities LLC | LPL Financial LLC | — | 09-26-2019 |
Danny Zelaya | J.P. Morgan Securities LLC | LPL Financial LLC | — | 05-02-2019 |
Brandy Rae Lee | J.P. Morgan Securities LLC | LPL Financial LLC | — | 02-28-2019 |
Timothy James Bradley | J.P. Morgan Securities LLC | LPL Financial LLC | — | 01-31-2019 |
Michael D. Thiery | J.P. Morgan Securities LLC | LPL Financial LLC | — | 01-03-2019 |
Patrick Anthony Quinn | J.P. Morgan Securities LLC | LPL Financial LLC | — | 12-11-2018 |
Scott Alan Moenig | J.P. Morgan Securities LLC | LPL Financial LLC | — | 06-13-2018 |
William Carl Araneo | J.P. Morgan Securities LLC | LPL Financial LLC | — | 04-06-2018 |
Jeffrey M. Roodman | J.P. Morgan Securities LLC | LPL Financial LLC | — | 02-13-2018 |
Alex Euji Matsumura | J.P. Morgan Securities LLC | LPL Financial LLC | — | 08-11-2017 |
Donald Michael Davis | J.P. Morgan Securities LLC | LPL Financial LLC | — | 06-09-2017 |
Luke Michael Shawn Zulauf | J.P. Morgan Securities LLC | LPL Financial LLC | — | 05-16-2017 |
Jason Daniel Sii | J.P. Morgan Securities LLC | LPL Financial LLC | — | 10-07-2016 |
Lorraine Beth Calcote | J.P. Morgan Securities LLC | LPL Financial LLC | $11 | 04-15-2016 |
Courtney Lyn Walker | J.P. Morgan Securities LLC | LPL Financial LLC | — | 09-01-2015 |
Thomas David Koscal Jr. | J.P. Morgan Securities LLC | LPL Financial LLC | — | 08-27-2015 |
Dwight Anthony Wildman | J.P. Morgan Securities LLC | LPL Financial LLC | — | 08-11-2015 |
Hillary Higgins Naeve | J.P. Morgan Securities LLC | LPL Financial LLC | — | 06-25-2015 |
Elizabeth Ann Brady | J.P. Morgan Securities LLC | LPL Financial LLC | — | 05-08-2015 |
Benjamin Wade Johnson | J.P. Morgan Securities LLC | LPL Financial LLC | — | 04-01-2015 |
Michael F. Kelly II | J.P. Morgan Securities LLC | LPL Financial LLC | — | 06-18-2014 |
James Michael Sbarra | J.P. Morgan Securities LLC | LPL Financial LLC | — | 04-28-2014 |
Bradley J. Laczny | J.P. Morgan Securities LLC | LPL Financial LLC | — | 05-14-2013 |
Jeremy D. Brower | J.P. Morgan Securities LLC | LPL Financial LLC | — | 01-28-2013 |
Niki Diane Sands | J.P. Morgan Securities LLC | LPL Financial LLC | — | 11-29-2012 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.