Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jorge Luis GonzalezJ.P. Morgan Securities LLCLPL Financial LLC11-13-2019
Luis HernandezJ.P. Morgan Securities LLCLPL Financial LLC11-05-2019
Natalie Jean EsquibelJ.P. Morgan Securities LLCLPL Financial LLC09-26-2019
Charles Michael AbbottJ.P. Morgan Securities LLCLPL Financial LLC09-13-2019
Steven Gerard WortmannJ.P. Morgan Securities LLCLPL Financial LLC08-28-2019
Jaime DelgadoJ.P. Morgan Securities LLCLPL Financial LLC08-26-2019
Liam Joseph KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
Brandy Rae LeeJ.P. Morgan Securities LLCLPL Financial LLC02-28-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Michelle L. ViolaJ.P. Morgan Securities LLCLPL Financial LLC09-25-2018
Sahil M DilawariJ.P. Morgan Securities LLCLPL Financial LLC09-18-2018
John William King IIIJ.P. Morgan Securities LLCLPL Financial LLC09-07-2018
William Stuart SchieferJ.P. Morgan Securities LLCLPL Financial LLC07-26-2018
Mark Alan LaneJ.P. Morgan Securities LLCLPL Financial LLC$14006-13-2018
Scott Alan MoenigJ.P. Morgan Securities LLCLPL Financial LLC06-13-2018
Ernest EscobarJ.P. Morgan Securities LLCLPL Financial LLC06-06-2018
William Carl AraneoJ.P. Morgan Securities LLCLPL Financial LLC04-06-2018
Jeffrey M. RoodmanJ.P. Morgan Securities LLCLPL Financial LLC02-13-2018
Brian PineiroJ.P. Morgan Securities LLCLPL Financial LLC01-31-2018
Darling Vanessa PinedaJ.P. Morgan Securities LLCLPL Financial LLC09-14-2017
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Chaim Pinchus Dovid OrzelJ.P. Morgan Securities LLCLPL Financial LLC06-19-2017
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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