Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
Todd AdelsteinJ.P. Morgan Securities LLCLPL Financial LLC06-29-2010
Konstantinos Panayiotis GregoryJ.P. Morgan Securities LLCLPL Financial LLC10-30-2012
Niki Diane SandsJ.P. Morgan Securities LLCLPL Financial LLC11-29-2012
Jeremy D. BrowerJ.P. Morgan Securities LLCLPL Financial LLC01-28-2013
Bradley J. LacznyJ.P. Morgan Securities LLCLPL Financial LLC05-14-2013
James Michael SbarraJ.P. Morgan Securities LLCLPL Financial LLC04-28-2014
Michael F. Kelly IIJ.P. Morgan Securities LLCLPL Financial LLC06-18-2014
Benjamin Wade JohnsonJ.P. Morgan Securities LLCLPL Financial LLC04-01-2015
Elizabeth Ann BradyJ.P. Morgan Securities LLCLPL Financial LLC05-08-2015
Hillary Higgins NaeveJ.P. Morgan Securities LLCLPL Financial LLC06-25-2015
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC08-11-2015
Thomas David Koscal Jr.J.P. Morgan Securities LLCLPL Financial LLC08-27-2015
Courtney Lyn WalkerJ.P. Morgan Securities LLCLPL Financial LLC09-01-2015
Lorraine Beth CalcoteJ.P. Morgan Securities LLCLPL Financial LLC$1104-15-2016
Jason Daniel SiiJ.P. Morgan Securities LLCLPL Financial LLC10-07-2016
Luke Michael Shawn ZulaufJ.P. Morgan Securities LLCLPL Financial LLC05-16-2017
Donald Michael DavisJ.P. Morgan Securities LLCLPL Financial LLC06-09-2017
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Jeffrey M. RoodmanJ.P. Morgan Securities LLCLPL Financial LLC02-13-2018
William Carl AraneoJ.P. Morgan Securities LLCLPL Financial LLC04-06-2018
Scott Alan MoenigJ.P. Morgan Securities LLCLPL Financial LLC06-13-2018
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Michael D. ThieryJ.P. Morgan Securities LLCLPL Financial LLC01-03-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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