Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Euji MatsumuraJ.P. Morgan Securities LLCLPL Financial LLC08-11-2017
Alvaro Mauricio JironJ.P. Morgan Securities LLCLPL Financial LLC01-09-2014
Anusha SriramJ.P. Morgan Securities LLCLPL Financial LLC03-06-2013
Azaad Armaan MohamedJ.P. Morgan Securities LLCLPL Financial LLC$50007-24-2014
Benjamin Wade JohnsonJ.P. Morgan Securities LLCLPL Financial LLC04-01-2015
Bonnie Dale Baval-KresinJ.P. Morgan Securities LLCLPL Financial LLC$50003-31-2014
Bradley J. LacznyJ.P. Morgan Securities LLCLPL Financial LLC05-14-2013
Brandy Rae LeeJ.P. Morgan Securities LLCLPL Financial LLC02-28-2019
Brant Erich VogelJ.P. Morgan Securities LLCLPL Financial LLC$15003-26-2015
Brian PineiroJ.P. Morgan Securities LLCLPL Financial LLC01-31-2018
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
Chaim Pinchus Dovid OrzelJ.P. Morgan Securities LLCLPL Financial LLC06-19-2017
Charles Michael AbbottJ.P. Morgan Securities LLCLPL Financial LLC09-13-2019
Courtney Lyn WalkerJ.P. Morgan Securities LLCLPL Financial LLC09-01-2015
Daniel James GikherJ.P. Morgan Securities LLCLPL Financial LLC01-08-2013
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
Darling Vanessa PinedaJ.P. Morgan Securities LLCLPL Financial LLC09-14-2017
David Joseph CoppolaJ.P. Morgan Securities LLCLPL Financial LLC09-10-2015
Donald Michael DavisJ.P. Morgan Securities LLCLPL Financial LLC06-09-2017
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC$15008-11-2015
Elisa Marie Verna-CaspareJ.P. Morgan Securities LLCLPL Financial LLC$10005-22-2013
Elizabeth Ann BradyJ.P. Morgan Securities LLCLPL Financial LLC$10005-08-2015
Ernest EscobarJ.P. Morgan Securities LLCLPL Financial LLC06-06-2018
Giacomo ParenteJ.P. Morgan Securities LLCLPL Financial LLC$15012-14-2015
Hillary Higgins NaeveJ.P. Morgan Securities LLCLPL Financial LLC06-25-2015
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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