Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kate Alene StephensonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2019
An LeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2019
Jessie SimsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
Leinzs Fredda VincentJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Tomoko KoyamaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2019
Li WangJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Jasmine MuhammadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2019
Samuel Alexander PostJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-05-2019
Robert Quinton MillerJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2019
David Stephen Mudrock Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2019
Jaren R. PackardJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Amina Ambareen QadriJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2019
Monty Long Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Bartosz Wojciech WojciechowskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-25-2019
Kevin S. AronovJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-21-2019
Alicia Cassar RiddleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2019
Daniel CaraveoJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2019
Daniel Antony St HubertJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
Nicholas E DabrownyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2019
Engida SewnetJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2019
Ronnie P. JesseJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2019
David Kyle HerringtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2019
Christopher J. GatschJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2019
Edward Cornelius Keenan IVJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-31-2019
Aili Liang HuaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
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Showing 1 to 25 of 666 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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