Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brad Aaron ThompsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-13-2009
Bin K Khac NguyenJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-13-2009
Mark William McConnell IIIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2009
Gary Mariano GarayJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2009
Leslie S. GunawanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-18-2010
David Philip EderJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-29-2011
Barry Jon FishJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2011
Derek Michael JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-20-2012
David Gene JohnsonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1001-20-2012
Scott C DaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2012
Benjamin Andrew RabinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Bonnie A. KaramalegosJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-28-2012
Jonathan William EmerickJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Daniel VenturaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Mauludin GhafariJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2012
James Michael HardiferJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2012
Kyle WassmannJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2012
Eiman MalekiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2012
Daniel Anthony Hanwacker Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2012
Dashan Von HayhurstJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-04-2012
Rose May RegistreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2012
Catherine T. FisherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-28-2012
Joey W. JarvisJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2013
Michael Carl Osborn Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2013
Chadi M MajedJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2013
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Showing 1 to 25 of 258 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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